Psychedelics have the potential to treat chronic conditions such as post-traumatic stress disorder (PTSD), depression, obsessive-compulsive disorder (OCD), fibromyalgia, and various behavioral health conditions, yet psychedelics are not like traditional pharmaceuticals. The mode of administration often involves a psychotherapy component, necessitating a closer patient-physician relationship and making risk management crucial. In this post, we delve into the critical legal factors that researchers and practitioners must consider before embarking on psychedelic clinical trials. From the intricacies of Food and Drug Administration (FDA) approval for Investigational New Drug (IND) applications to the imperative Drug Enforcement Administration (DEA) registration, site selection criteria, harnessing digital health technologies, and the ongoing and essential nature of informed consent, each factor plays a pivotal role in ensuring the ethical, legal, and safe exploration of psychedelics in the clinical realm. Let’s unravel these legal considerations that pave the way for responsible and groundbreaking advancements in psychedelic medicine.

1. FDA Approval for IND Application

The clinical trial process requires adherence to complex DEA and FDA regulatory frameworks including registrations, licenses, inspections, and state and local laws. The  Center for Drug Evaluation and Research’s Manual of Policies and Procedures mandates preliminary preclinical data collection to confirm the product is reasonably safe for initial testing in humans. Following preclinical studies, submission of an IND application that provides detailed protocols for proposed clinical studies is required. After submission of the IND application, researchers must comply with a mandatory 30-day waiting period before beginning human clinical trials to give the FDA a chance to review the IND submission.

2. DEA Registration

In addition to FDA approval, researchers who conduct clinical trials with Schedule I drugs must register with the DEA. Receiving a Schedule I controlled substance for research requires a DEA Form 222. The DEA has established a dedicated web portal to submit applications for research on Schedule I substances.

3. Site Selection

When selecting a site for a clinical trial, there are several key factors that must be evaluated. First, the site’s Quality Management System should be scrutinized along with key Standard Operating Procedures. Previous inspection history and findings are also crucial in determining the suitability of the site. Equally important is the site’s patient database; review of the database should focus on its relevance to the clinical trial indication subject to inclusion/exclusion criteria. The site’s recruitment history, study-specific metrics, and processes for initiating a new study — from site selection to contract finalization to the enrollment of the first participant — should also be evaluated.

4. Harnessing Digital Health Tech

Digital therapeutics can enhance clinical trials and streamline data collection. Working with vetted vendors and maintaining compliance with evolving digital health tech standards is imperative. Lawmakers are putting regulations in place to safeguard health data privacy. Selecting partners that have the necessary certifications is an important consideration as well as complying with the ever-changing rules around data security and maintaining data integrity.

5. Informed Consent: Ongoing and Essential

Respecting patient rights is central to any clinical trial. Essential to this is ensuring ongoing informed consent from participants. The principle of informed consent extends to the practice of therapeutic touch, a component particularly relevant to psychedelic-mediated therapy. Fully informed consent should be sought at intake and during therapy sessions, acknowledging the ongoing nature of the consent process.

Conclusion

The renewed interest and research into psychedelics and their potential to address severe health conditions and behaviors is stirring excitement. Societal reservations and stigma around psychedelic research seem to be changing as evidenced by the increase in federal funding for psychedelic research and the FDA’s June 2023 publication of draft guidance on conducting psychedelic clinical trials. Nevertheless, use of Schedule I psychedelics in clinical trials may face stricter inspection. Given the multitude of legal and regulatory layers to navigate, sponsors may want to seek professional guidance to ensure regulatory compliance and hassle-free dealings with regulatory bodies, thereby reducing the chance of a costly interruption or clinical site closure.

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Photo of Kimberly Chew Kimberly Chew

Kimberly is a seasoned professional with a rich background in biotech research, leveraging her extensive experience to guide clients through the intricate landscape of clinical trials and academic research compliance. As the co-founder and co-lead of the firm’s Psychedelic and Emerging Therapies practice…

Kimberly is a seasoned professional with a rich background in biotech research, leveraging her extensive experience to guide clients through the intricate landscape of clinical trials and academic research compliance. As the co-founder and co-lead of the firm’s Psychedelic and Emerging Therapies practice group, Kimberly is particularly inspired by the potential of psychedelic therapeutics to address mental health conditions like PTSD. She skillfully navigates the legal intricacies surrounding these therapies, providing guidance through the clinical trial process at both state and federal levels.

Photo of Natasha Sumner Natasha Sumner

Natasha co-leads the firms’ Psychedelics and Emerging Therapies Practice Group and is also part of the product liability team. She focuses her practice on assisting clients in navigating the regulatory scheme for conducting clinical trials on psychedelics and other controlled substances and litigating

Natasha co-leads the firms’ Psychedelics and Emerging Therapies Practice Group and is also part of the product liability team. She focuses her practice on assisting clients in navigating the regulatory scheme for conducting clinical trials on psychedelics and other controlled substances and litigating product liability claims.

Natasha is well-versed in historical and current psychedelic research including recent FDA-approved studies on MDMA and psilocybin use for mental health and end-of-life issues, the legalization and decriminalization of psylocibin in numerous cities and states, and biotech and pharmaceutical research. Natasha’s interest in this area keeps her at the forefront of assisting clients in navigating regulatory uncertainty, legislative advocacy, corporate transactions, and ­­­­­­­­­­litigation in this rapidly evolving complex area. Natasha is also dedicated to insuring diversity, equity, and inclusion and recognizing and preserving indigenous knowledge.

Academic institutions, product manufacturers and commercial businesses are among the clients relying on Natasha’s broad experience. Natasha has defended clients against claims of mold, asbestos, and benzene exposure, including landlords and housing authorities in disputes regarding habitability. She has represented clients alleging violations under the Food, Drug, and Cosmetic (FD&C) Act, and counseled clients regarding California’s Proposition 65 warning requirements, among other state and federal laws.

While in law school, Natasha interned with the California Attorney General Energy Task Force, working on antitrust issues related to the state’s 2001 energy crisis. Her inside view of regulatory issues is appreciated by clients as she navigates them through various complex litigation and compliance.